Form 4 for DELL Dell Technologies
Accepted 2023-12-29 00:00:00 ET · period of report 2023-12-28 · accession 0000899243-23-020702 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-29 | 2023-12-28 | DELL | Silver Lake Group, L.L.C. | Dir, 10% | J - Other | $0.00 | -5,964 | 2,195 | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2023-12-28 | J | D | 3,769 | $0.00 | 3,769 | I Held through SLTA SPV-2, L.P. | — | — | (F1) Represents a distribution by SLTA SPV-2, L.P. ("SLTA SPV") and Silver Lake Technology Associates V, L.P. ("SLTA V") of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to certain of their respective partners as an in-kind distribution. These securities were received in prior in-kind distributions from certain affiliates of SLTA SPV and SLTA V. Investment funds affiliated with SLTA SPV and SLTA V which hold securities of the Issuer are not distributing or selling any securities of the Issuer at this time. (F4) Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA SPV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. SLG may be deemed a director by deputization of the Issuer. (F2) These securities are directly held by SLTA SPV. The general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). |
| 2 | Common | Class C Common Stock | 2023-12-28 | J | D | 2,195 | $0.00 | 2,195 | I Held through Silver Lake Technology Associates V, L.P. | — | — | (F1) Represents a distribution by SLTA SPV-2, L.P. ("SLTA SPV") and Silver Lake Technology Associates V, L.P. ("SLTA V") of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to certain of their respective partners as an in-kind distribution. These securities were received in prior in-kind distributions from certain affiliates of SLTA SPV and SLTA V. Investment funds affiliated with SLTA SPV and SLTA V which hold securities of the Issuer are not distributing or selling any securities of the Issuer at this time. (F4) Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA SPV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. SLG may be deemed a director by deputization of the Issuer. (F3) These securities are directly held by SLTA V. The general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). |