Form 4 for CBUS Cibus, Inc.
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-29 · accession 0000899243-24-000057 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-03 | 2023-12-29 | CBUS | RIGGS RORY B | CEO, Dir, 10% | J - Other | $0.00 | +1.51M | 2.87M | +111% | $0 |
| DM | 2024-01-03 | 2023-12-29 | CBUS | RIGGS RORY B | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | 0 | 1.37M | New | $0 |
| D | 2024-01-03 | 2023-12-29 | CBUS | RIGGS RORY B | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -1.50M | 1.37M | -52% | $0 |
| D | 2024-01-03 | 2023-12-29 | CBUS | RIGGS RORY B | CEO, Dir, 10% | J - Other | — | +1.51M | 2.87M | +111% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2023-12-29 | J | A | 1,505,967 | $0.00 | 2,867,193 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-12-29 | C | A | 1,500,000 | $0.00 | 3,103,788 | D | — | — | (F4) Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. (F6) Includes 1,603,788 shares of Class A Common Stock previously reported by the Reporting Person and 1,500,000 shares of Class A Common Stock received pursuant to the Reporting Person Exchange. |
| 3 | Common | Class B Common Stock | 2023-12-29 | C | D | 1,500,000 | $0.00 | 1,367,193 | D | — | — | (F4) Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. (F5) Includes 1,361,226 shares of Class B Common Stock, as part of Up-C Units, previously reported by the Reporting Person and 5,967 shares of Class B Common Stock, as part of the Up-C Units received in the Distribution and not exchanged in the Reporting Person Exchange. |
| 4 | Derivative | Cibus Common Units | 2023-12-29 | C | D | 1,500,000 | $0.00 | 1,367,193 | D | — · — to — | 1,500,000 Class A Common Stock | (F4) Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. (F8) Includes 1,361,226 Common Units, as part of Up-C Units, previously reported by the Reporting Person and 5,967 Common Units, as part of the Up-C Units received in the Distribution and not exchanged in the Reporting Person Exchange. (F7) Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. |
| 5 | Derivative | Cibus Common Units | 2023-12-29 | J | A | 1,505,967 | — | 2,867,193 | D | — · — to — | 1,505,967 Class A Common Stock | (F7) Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. |