InsiderTrades

Form 4 for BTU PEABODY ENERGY CORP

Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0000902664-21-004264 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2021-09-17 2021-09-15+ BTU Elliott Investment Management L.P. 10% S - Sale $16.66 -1.79M 27.73M -6% -$29.85M
DMI 2021-09-17 2021-09-17 BTU Elliott Investment Management L.P. 10% S - Sale $154.50 -15.0K 7,500 -67% -$2.32M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-09-16 S D 427,615 $15.98 27,299,785 I See footnotes — — (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
2 Common Common Stock 2021-09-17 S D 174,998 $15.11 27,124,787 I See footnotes — — (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
3 Common Common Stock, par value $0.01 per share ("Common Stock") 2021-09-15 S D 1,129,653 $17.10 27,786,548 I See footnotes — — (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
4 Common Common Stock 2021-09-15 S D 59,148 $17.88 27,727,400 I See footnotes — — (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
5 Derivative Call Options (obligation to sell) 2021-09-17 S D 7,500 $135.00 7,500 I See footnotes $16.00 · 2021-09-17 to 2021-10-15 750,000 Common Stock (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
6 Derivative Call Options (obligation to sell) 2021-09-17 S D 7,500 $174.00 7,500 I See footnotes $15.00 · 2021-09-17 to 2021-10-15 750,000 Common Stock (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.