Form 4 for BTU PEABODY ENERGY CORP
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0000902664-21-004725 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-03 | 2021-11-01+ | BTU | Elliott Investment Management L.P. | 10% | S - Sale | $12.27 | -254.9K | 25.88M | -1.0% | -$3.13M |
| DI | 2021-11-03 | 2021-11-03 | BTU | Elliott Investment Management L.P. | 10% | S - Sale | $104.50 | -2,500 | 2,500 | -50% | -$261.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share ("Common Stock") | 2021-11-01 | S | D | 251,937 | $12.27 | 25,884,650 | I See footnotes | — | — | (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| 2 | Common | Common Stock | 2021-11-03 | S | D | 2,987 | $12.52 | 25,881,663 | I See footnotes | — | — | (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| 3 | Derivative | Call Options (obligation to sell) | 2021-11-03 | S | D | 2,500 | $104.50 | 2,500 | I See footnotes | $12.00 · 2021-11-03 to 2021-11-19 | 250,000 Common Stock | (F1) This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |