Form 4 for LQDA Liquidia Corp
Accepted 2022-05-19 00:00:00 ET · period of report 2022-05-17 · accession 0000902664-22-003037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-19 | 2022-05-17+ | LQDA | Caligan Partners LP | Dir, 10%, See Remarks | P - Purchase | $5.89 | +221.1K | 10.15M | +2% | +$1.30M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-19 | P | A | 85,000 | $5.81 | 10,314,227 | I See footnote | — | — | (F3) Price is the volume weighted average purchase price of all purchases by the Reporting Persons on the transaction date for prices ranging from $5.53 to $5.92. (F4) The securities reported herein are held by an affiliated fund to which Caligan serves as investment manager and a managed account to which Caligan serves as a consultant. David Johnson is the Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan. |
| 2 | Common | Common Stock | 2022-05-18 | P | A | 76,404 | $5.89 | 10,229,227 | I See footnote | — | — | (F2) Price is the volume weighted average purchase price of all purchases by the Reporting Persons on the transaction date for prices ranging from $5.56 to $6.07. (F4) The securities reported herein are held by an affiliated fund to which Caligan serves as investment manager and a managed account to which Caligan serves as a consultant. David Johnson is the Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan. |
| 3 | Common | Common Stock, $0.001 par value per share ("Common Stock") | 2022-05-17 | P | A | 59,700 | $5.99 | 10,152,823 | I See footnote | — | — | (F1) Price is the volume weighted average purchase price of all purchases by Caligan Partners LP ("Caligan") and David Johnson (together with Caligan, the "Reporting Persons") on the transaction date for prices ranging from $5.75 to $6.08. (F4) The securities reported herein are held by an affiliated fund to which Caligan serves as investment manager and a managed account to which Caligan serves as a consultant. David Johnson is the Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan. |