Form 4 for MTSI MACOM Technology Solutions Holdings, Inc.
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-03 · accession 0000904454-21-000759 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-05 | 2021-11-04 | MTSI | Daly Stephen G | Pres, CEO, Dir | A - Grant | $0.00 | +116.3K | 294.4K | +65% | $0 |
| D | 2021-11-05 | 2021-11-04 | MTSI | Daly Stephen G | Pres, CEO, Dir | F - Tax | $74.52 | -51.6K | 309.1K | -14% | -$3.84M |
| DM | 2021-11-05 | 2021-11-03+ | MTSI | Daly Stephen G | Pres, CEO, Dir | M - OptEx | $14.15 | +76.0K | 282.5K | +37% | +$1.08M |
| DM | 2021-11-05 | 2021-11-03+ | MTSI | Daly Stephen G | Pres, CEO, Dir | S - Sale+OE | $74.00 | -76.0K | 244.5K | -24% | -$5.62M |
| DM | 2021-11-05 | 2021-11-03+ | MTSI | Daly Stephen G | Pres, CEO, Dir | M - OptEx | $0.00 | -76.0K | 38.0K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | A | A | 37,911 | $0.00 | 332,360 | D | — | — | (F3) Represents PRSUs granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. |
| 2 | Common | Common Stock | 2021-11-04 | A | A | 28,350 | $0.00 | 360,710 | D | — | — | (F4) Represents PRSUs granted to the Reporting Person on October 28, 2020 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. |
| 3 | Common | Common Stock | 2021-11-04 | F | D | 51,563 | $74.52 | 309,147 | D | — | — | (F5) Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 4, 2021. |
| 4 | Common | Common Stock | 2021-11-04 | M | A | 38,000 | $14.15 | 347,147 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-04 | S | D | 38,000 | $75.00 | 309,147 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.12. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2021-11-03 | M | A | 38,000 | $14.15 | 282,451 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-03 | S | D | 38,000 | $73.00 | 244,451 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-04 | A | A | 49,998 | $0.00 | 294,449 | D | — | — | (F2) Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on May 31, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-11-04 | M | D | 38,000 | $0.00 | 0 | D | $14.15 · 2020-12-15 to 2026-05-15 | 38,000 Common Stock | |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-11-03 | M | D | 38,000 | $0.00 | 38,000 | D | $14.15 · 2020-12-15 to 2026-05-15 | 38,000 Common Stock |