Form 4 for QURE uniQure N.V.
Accepted 2022-12-01 00:00:00 ET · period of report 2022-11-29 · accession 0000904454-22-000601 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-01 | 2022-11-29 | QURE | Soteropoulos Paula | Dir | M - OptEx | — | +6,200 | 22.6K | +38% | — |
| D | 2022-12-01 | 2022-11-29 | QURE | Soteropoulos Paula | Dir | S - Sale+OE | $25.38 | -6,200 | 16.4K | -27% | -$157.4K |
| D | 2022-12-01 | 2022-11-29 | QURE | Soteropoulos Paula | Dir | M - OptEx | $0.00 | -6,200 | 3,800 | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-11-29 | M | A | 6,200 | — | 22,582 | D | — | — | (F2) The Stock Option exercise price was EUR 10.10 per share or $10.46, as converted, based on the exchange rate at exercise of EUR 1 to $1.036. |
| 2 | Common | Ordinary Shares | 2022-11-29 | S | D | 6,200 | $25.38 | 16,382 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.33 to $25.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-11-29 | M | D | 6,200 | $0.00 | 3,800 | D | — · — to 2023-06-06 | 6,200 Ordinary Shares | (F2) The Stock Option exercise price was EUR 10.10 per share or $10.46, as converted, based on the exchange rate at exercise of EUR 1 to $1.036. (F3) The Stock Option was granted on June 6, 2013 and vested 25% after one year, with the remainder vesting in weekly installments over a two year period ending on June 10, 2016. |