Form 4 for QURE uniQure N.V.
Accepted 2022-12-15 00:00:00 ET · period of report 2022-12-13 · accession 0000904454-22-000633 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-15 | 2022-12-13+ | QURE | Soteropoulos Paula | Dir | M - OptEx | $5.37 | +6,800 | 20.2K | +51% | +$36.5K |
| DM | 2022-12-15 | 2022-12-13+ | QURE | Soteropoulos Paula | Dir | S - Sale+OE | $23.44 | -6,800 | 16.4K | -29% | -$159.4K |
| DM | 2022-12-15 | 2022-12-13+ | QURE | Soteropoulos Paula | Dir | M - OptEx | $0.00 | -6,800 | 8,000 | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-12-13 | M | A | 3,000 | $5.37 | 19,382 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-12-14 | S | D | 3,800 | $23.43 | 16,382 | D | — | — | |
| 3 | Common | Ordinary Shares | 2022-12-14 | M | A | 3,800 | — | 20,182 | D | — | — | (F2) The Stock Option exercise price was EUR 10.10 per share or $10.69, as converted, based on the exchange rate at on December 13, 2022 of EUR 1 to $1.058. |
| 4 | Common | Ordinary Shares | 2022-12-13 | S | D | 3,000 | $23.45 | 16,382 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-12-14 | M | D | 3,800 | $0.00 | 0 | D | — · — to 2023-06-06 | 3,800 Ordinary Shares | (F2) The Stock Option exercise price was EUR 10.10 per share or $10.69, as converted, based on the exchange rate at on December 13, 2022 of EUR 1 to $1.058. (F3) The Stock Option was granted on June 6, 2013 and vested 25% after one year, with the remainder vesting in weekly installments over a two year period ending on June 10, 2016. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-12-13 | M | D | 3,000 | $0.00 | 8,000 | D | $5.37 · 2018-01-27 to 2027-01-27 | 3,000 Ordinary Shares |