Form 4 for CHPT ChargePoint Holdings, Inc.
Accepted 2023-08-09 00:00:00 ET · period of report 2023-08-07 · accession 0000905148-23-000649 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2023-08-09 | 2023-08-07+ | CHPT | Romano Pasquale | Pres, CEO, Dir | M - OptEx | $0.27 | +30.0K | 4.16M | +0.7% | +$8,100 |
| DMT | 2023-08-09 | 2023-08-07+ | CHPT | Romano Pasquale | Pres, CEO, Dir | S - Sale+OE | $7.92 | -30.0K | 4.15M | -0.7% | -$237.5K |
| DMT | 2023-08-09 | 2023-08-07+ | CHPT | Romano Pasquale | Pres, CEO, Dir | M - OptEx | $0.00 | -30.0K | 679.7K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-09 | M | A | 10,000 | $0.27 | 4,158,054 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-07 | S | D | 10,000 | $7.91 | 4,148,054 | D | — | — | (F2) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.015. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4. |
| 3 | Common | Common Stock | 2023-08-07 | M | A | 10,000 | $0.27 | 4,158,054 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-08 | S | D | 10,000 | $7.88 | 4,148,054 | D | — | — | (F3) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.735 to $8.025. |
| 5 | Common | Common Stock | 2023-08-08 | M | A | 10,000 | $0.27 | 4,158,054 | D | — | — | |
| 6 | Common | Common Stock | 2023-08-09 | S | D | 10,000 | $7.96 | 4,148,054 | D | — | — | (F4) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.86 to $8.115. |
| 7 | Derivative | Stock Option (right to buy) | 2023-08-09 | M | D | 10,000 | $0.00 | 659,712 | D | $0.27 · 2021-02-26 to 2024-11-05 | 10,000 Common Stock | (F5) The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. |
| 8 | Derivative | Stock Option (right to buy) | 2023-08-08 | M | D | 10,000 | $0.00 | 669,712 | D | $0.27 · 2021-02-26 to 2024-11-05 | 10,000 Common Stock | (F5) The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. |
| 9 | Derivative | Stock Option (right to buy) | 2023-08-07 | M | D | 10,000 | $0.00 | 679,712 | D | $0.27 · 2021-02-26 to 2024-11-05 | 10,000 Common Stock | (F5) The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. |