Form 4 for PENG Penguin Solutions, Inc.
Accepted 2023-08-25 00:00:00 ET · period of report 2023-08-23 · accession 0000905148-23-000793 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2023-08-25 | 2023-08-23 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | S - Sale+OE | $25.08 | -5,000 | 202.4K | -2% | -$125.4K |
| DT | 2023-08-25 | 2023-08-23 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | M - OptEx | $10.78 | +5,000 | 207.4K | +2% | +$53.9K |
| DT | 2023-08-25 | 2023-08-23 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | M - OptEx | $0.00 | -5,000 | 60.0K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-08-23 | S | D | 5,000 | $25.08 | 202,375 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $25.00 to $25.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Ordinary Shares | 2023-08-23 | M | A | 5,000 | $10.78 | 207,375 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-08-23 | M | D | 5,000 | $0.00 | 60,000 | D | $10.78 · — to 2029-01-22 | 5,000 Ordinary Shares | (F3) The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020. |