Form 4 for CDXS CODEXIS, INC.
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-08 · accession 0000905148-23-000900 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-12 | 2023-09-08 | CDXS | DILLY STEPHEN GEORGE | See Remarks, Dir | P - Purchase | $1.73 | +58.5K | 438.9K | +15% | +$101.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-08 | P | A | 58,479 | $1.73 | 438,878 | D | — | — | (F1) This transaction was executed in multiple trades in prices ranging from $1.71 to $1.73, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote. |