Form 4 for CDXS CODEXIS, INC.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0000905148-23-001486 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-17 | 2023-11-15 | CDXS | Dorgan Byron L | Dir | S - Sale | $2.11 | -20.0K | 193.5K | -9% | -$42.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | S | D | 20,000 | $2.11 | 193,461 | D | — | — | (F1) This transaction was executed in multiple trades in prices ranging from $2.07 to $2.14, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |