Form 4 for CDXS CODEXIS, INC.
Accepted 2024-01-02 00:00:00 ET · period of report 2024-01-01 · accession 0000905148-24-000030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-02 | 2024-01-01 | CDXS | Fitzgerald Margaret Nell | See Remarks | A - Grant | $0.00 | +52.4K | 133.8K | +64% | $0 |
| D | 2024-01-02 | 2024-01-01 | CDXS | Fitzgerald Margaret Nell | See Remarks | A - Grant | $0.00 | +314.1K | 314.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-01 | A | A | 52,350 | $0.00 | 133,770 | D | — | — | (F1) These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates. |
| 2 | Derivative | Stock Option (Right to Buy) | 2024-01-01 | A | A | 314,125 | $0.00 | 314,125 | D | $3.05 · — to 2034-01-01 | 314,125 Common Stock | (F2) This option vests and becomes exercisable with respect to 1/3rd of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/36th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates. |