Form 4 for OPFI OppFi Inc.
Accepted 2024-01-24 00:00:00 ET · period of report 2024-01-22 · accession 0000905148-24-000274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-24 | 2024-01-22 | OPFI | McKay Christopher J. | Chief Risk, Analytics Off | M - OptEx | $0.00 | +3,851 | 49.6K | +8% | $0 |
| D | 2024-01-24 | 2024-01-22 | OPFI | McKay Christopher J. | Chief Risk, Analytics Off | F - Tax | $3.62 | -1,142 | 48.5K | -2% | -$4,134 |
| D | 2024-01-24 | 2024-01-22 | OPFI | McKay Christopher J. | Chief Risk, Analytics Off | M - OptEx | $0.00 | -3,851 | 27.0K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-22 | M | A | 3,851 | $0.00 | 49,633 | D | — | — | (F1) On January 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2024. |
| 2 | Common | Class A Common Stock | 2024-01-22 | F | D | 1,142 | $3.62 | 48,491 | D | — | — | (F2) Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs. |
| 3 | Derivative | Restricted Stock Unit | 2024-01-22 | M | D | 3,851 | $0.00 | 26,956 | D | $0.00 · — to — | 3,851 Class A Common Stock | (F1) On January 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2024. (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. |