Form 4 for KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Accepted 2024-09-20 00:00:00 ET · period of report 2024-09-18 · accession 0000905148-24-002578 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MIE | 2024-09-20 | 2024-09-18 | KYN | MetLife Investment Management, LLC | 10% | P - Purchase | $7,174,084.23 | +15.28M | 0 | New | — |
| MI | 2024-09-20 | 2024-09-20 | KYN | MetLife Investment Management, LLC | 10% | J - Other | — | -320.0K | — | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | 5.45% Series ZZ Senior Unsecured Notes Due Sep. 18, 2036 | 2024-09-18 | P | A | 9,600,000 | $9,600,000.00 | 280,000 | I See Footnotes | — | — | (F1) This price reflects the aggregate principal amount of the 5.45% Series ZZ Senior Unsecured Notes Due September 18, 2036 purchased. (F2) These securities are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 2 | Common | 5.45% Series ZZ Senior Unsecured Notes Due Sep. 18, 2036 | 2024-09-18 | P | A | 3,900,000 | $3,900,000.00 | 0 | I See Footnotes | — | — | (F1) This price reflects the aggregate principal amount of the 5.45% Series ZZ Senior Unsecured Notes Due September 18, 2036 purchased. (F2) These securities are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 3 | Common | 5.45% Series ZZ Senior Unsecured Notes Due Sep. 18, 2036 | 2024-09-18 | P | A | 1,500,000 | $1,500,000.00 | 0 | I See Footnotes | — | — | (F1) This price reflects the aggregate principal amount of the 5.45% Series ZZ Senior Unsecured Notes Due September 18, 2036 purchased. (F2) These securities are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 4 | Common | Series X Mandatory Redeemable Preferred Shares | 2024-09-18 | P | A | 280,000 | $25.00 | — | I See Footnotes | — | — | (F2) These securities are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 5 | Common | Series V Mandatory Redeemable Preferred Shares | 2024-09-20 | J | D | 106,000 | — | — | I See Footnotes | — | — | (F4) These Series V Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder. (F2) These securities are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 6 | Common | Series V Mandatory Redeemable Preferred Shares | 2024-09-20 | J | D | 214,000 | — | — | I See Footnotes | — | — | (F4) These Series V Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder. (F2) These securities are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |