Form 4 for CORZ Core Scientific, Inc./tx
Accepted 2024-12-16 00:00:00 ET · period of report 2024-12-12 · accession 0000905148-24-003376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-16 | 2024-12-12 | CORZ | DUCHENE TODD M | See remarks | X - OptEx | $0.01 | +267.3K | 2.13M | +14% | +$2,673 |
| D | 2024-12-16 | 2024-12-12 | CORZ | DUCHENE TODD M | See remarks | X - OptEx | $0.00 | -267.3K | 0 | -100% | $0 |
| D | 2024-12-16 | 2024-12-12 | CORZ | DUCHENE TODD M | See remarks | G - Gift | $0.00 | -20.0K | 537.1K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-12 | X | A | 267,301 | $0.01 | 2,125,752 | D | — | — | |
| 2 | Derivative | Tranche 2 Warrants | 2024-12-12 | X | D | 267,301 | $0.00 | 0 | D | $0.01 · — to 2029-01-23 | 267,301 Common Stock | (F2) Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments. The Tranche 2 Warrants became exercisable at the option of the registered holders on July 11, 2024. |
| 3 | Derivative | Tranche 1 Warrants | 2024-12-12 | G | D | 20,000 | $0.00 | 537,133 | D | $6.81 · 2024-01-23 to 2027-01-23 | 20,000 Common Stock |