Form 4 for CDXS CODEXIS, INC.
Accepted 2025-02-07 00:00:00 ET · period of report 2025-02-05 · accession 0000905148-25-000438 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-07 | 2025-02-05 | CDXS | DILLY STEPHEN GEORGE | See Remarks, Dir | A - Grant | $0.00 | +88.8K | 673.1K | +15% | $0 |
| D | 2025-02-07 | 2025-02-05 | CDXS | DILLY STEPHEN GEORGE | See Remarks, Dir | A - Grant | $0.00 | +532.5K | 532.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-05 | A | A | 88,750 | $0.00 | 673,053 | D | — | — | (F1) These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates. (F2) Includes 2,000 shares acquired under the issuer's Employee Stock Purchase Plan on May 10, 2024. |
| 2 | Derivative | Stock Option (Right to Buy) | 2025-02-05 | A | A | 532,500 | $0.00 | 532,500 | D | $4.37 · — to 2035-02-05 | 532,500 Common Stock | (F3) This option vests and becomes exercisable with respect to 25% of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/48th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates. |