Form 4 for DPG Duff & Phelps Utility & Infrastructure Fund Inc.
Accepted 2025-06-02 00:00:00 ET · period of report 2025-05-29 · accession 0000905148-25-001972 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-06-02 | 2025-05-29 | DPG | MetLife Investment Management, LLC | 10% | P - Purchase | $25.00 | +1.00M | 252.0K | New | +$25.00M |
| MI | 2025-06-02 | 2025-05-30 | DPG | MetLife Investment Management, LLC | 10% | J - Other | $25.00 | -1.40M | 0 | -100% | -$35.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series D Mandatory Redeemable Preferred Shares | 2025-05-29 | P | A | 748,000 | $25.00 | 748,000 | I See Footnotes | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. (F1) These securities are held directly by clients for whom the Reporting Person serves as investment manager. |
| 2 | Common | Series D Mandatory Redeemable Preferred Shares | 2025-05-29 | P | A | 252,000 | $25.00 | 252,000 | I See Footnotes | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. (F1) These securities are held directly by clients for whom the Reporting Person serves as investment manager. |
| 3 | Common | Series C Mandatory Redeemable Preferred Shares | 2025-05-30 | J | D | 210,000 | $25.00 | 0 | I See Footnotes | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. (F1) These securities are held directly by clients for whom the Reporting Person serves as investment manager. |
| 4 | Common | Series C Mandatory Redeemable Preferred Shares | 2025-05-30 | J | D | 122,500 | $25.00 | 0 | I See Footnotes | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. (F1) These securities are held directly by clients for whom the Reporting Person serves as investment manager. |
| 5 | Common | Series C Mandatory Redeemable Preferred Shares | 2025-05-30 | J | D | 518,000 | $25.00 | 0 | I See Footnotes | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. (F1) These securities are held directly by clients for whom the Reporting Person serves as investment manager. |
| 6 | Common | Series C Mandatory Redeemable Preferred Shares | 2025-05-30 | J | D | 549,500 | $25.00 | 0 | I See Footnotes | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. (F1) These securities are held directly by clients for whom the Reporting Person serves as investment manager. |