Form 4 for OPFI OppFi Inc.
Accepted 2025-09-17 00:00:00 ET · period of report 2025-09-15 · accession 0000905148-25-003345 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-09-17 | 2025-09-15 | OPFI | Schwartz Todd G. | CEO, Dir, 10% | G - Gift | $0.00 | -93.5K | 433.7K | -18% | $0 |
| DI | 2025-09-17 | 2025-09-15 | OPFI | Schwartz Todd G. | CEO, Dir, 10% | J - Other | $0.00 | -249.1K | 24.66M | -1.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-09-15 | G | D | 93,466 | $0.00 | 433,733 | I By TGS Revocable Trust | — | — | (F2) The reporting person is the sole trustee of TGS Revocable Trust. |
| 2 | Derivative | Class A Common Units | 2025-09-15 | J | D | 249,051 | $0.00 | 24,656,083 | I By TGS Capital Group, LP | $0.00 · — to — | 249,051 Class A Common Stock | (F3) Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial") generally represent economic, non-voting interests in Opportunity Financial. OppFi Inc. (the "Issuer") is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). (F4) Reflects the distribution of 249,051 Common Units by TGS Capital Group LP to DAV 513 Revocable Trust, a limited partner. (F5) The reporting person is the manager of the general partner of TGS Capital Group, LP and may be deemed to beneficially own the securities held by TGS Capital Group, LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. |