InsiderTrades

Form 4 for MCRI MONARCH CASINO & RESORT INC

Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-02 · accession 0000907242-21-000017 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2021-09-07 2021-09-02 MCRI Farahi David-Jacques COO F - Tax $66.20 -15.4K 18.7K -45% -$1.02M
D 2021-09-07 2021-09-02 MCRI Farahi David-Jacques COO M - OptEx — +18.3K 34.1K +116% —
D 2021-09-07 2021-09-02 MCRI Farahi David-Jacques COO M - OptEx $0.00 -18.3K 131.7K -12% $0
DM 2021-09-07 2021-09-03 MCRI Farahi David-Jacques COO J - Other $0.00 -131.7K 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-09-02 F D 15,406 $66.20 18,734 D — —
2 Common Common Stock 2021-09-02 M A 18,333 — 34,140 D — — (F1) Mr. Farahi net exercised the following grands: (1) 6,667 stock options at $47.81 exercise price, which vested on August 1, 2021; and (2) 11,666 stock options at $47.05 exercise price, which vested on September 1, 2021. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
3 Derivative Options / Right to Buy 2021-09-02 M D 18,333 $0.00 131,666 D — · — to — 18,333 Common Stock (F1) Mr. Farahi net exercised the following grands: (1) 6,667 stock options at $47.81 exercise price, which vested on August 1, 2021; and (2) 11,666 stock options at $47.05 exercise price, which vested on September 1, 2021. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
4 Derivative Options / Right to Buy 2021-09-03 J D 31,666 $0.00 100,000 D — · — to — 31,666 Common Stock (F2) In 2021 Mr. Farahi was granted 31,666 stock options, as follow: (i) 15,000 stock options at $60.62 exercise price, which vest on March 31,2024; and (ii) 16,666 stock options at $66.17 exercise price, which vest on June 30, 2024. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
5 Derivative Options / Right to Buy 2021-09-03 J D 33,333 $0.00 66,667 D — · — to — 33,333 Common Stock (F3) In 2020 Mr. Farahi was granted 33,333 stock options, as follow: (i) 13,333 stock options at $53.680 exercise price, which vest on February 1, 2023; (ii) 1,667 stock options at $47.28 exercise price, which vest on March 1, 2023; and (iii) 18,333 stock options at $44.60 exercise price, which vest on September 30, 2023. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
6 Derivative Options / Right to Buy 2021-09-03 J D 33,333 $0.00 33,334 D — · — to — 33,333 Common Stock (F4) In 2019 Mr. Farahi was granted 33,333 stock options, as follow: (i) 13,334 stock options at $43.30 exercise price, which vest on February 1, 2022; (ii) 1,666 stock options at $44.31 exercise price, which vest on March 1, 2022; (iii) 6,666 stock options at $45.69 exercise price, which vest on August 1, 2022 and (v) 11,667 stock options at $44.38 exercise price, which vest on September 1, 2022. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
7 Derivative Options / Right to Buy 2021-09-03 J D 33,334 $0.00 0 D — · — to — 33,334 Common Stock (F5) On May 3, 2018 Mr. Farahi was granted 50,000 stock options at $42.74 exercise price, of which 16,666 vested on May 3, 2021, 16,667 vest on May 3, 2022 and 16,667 vest on May 3, 2023. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.