Form 4 for CNTY CENTURY CASINOS INC /CO/
Accepted 2023-09-13 00:00:00 ET · period of report 2023-09-12 · accession 0000911147-23-000072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-13 | 2023-09-12 | CNTY | STROHRIEGEL NIKOLAUS | EVP | P - Purchase | $5.72 | +2,500 | 47.5K | +6% | +$14.3K |
| D | 2023-09-13 | 2023-09-12 | CNTY | STROHRIEGEL NIKOLAUS | EVP | A - Grant | — | +25.0K | 25.0K | New | — |
| D | 2023-09-13 | 2023-09-12 | CNTY | STROHRIEGEL NIKOLAUS | EVP | D - Sale to Iss | — | -25.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-12 | P | A | 544 | $5.71 | 45,588 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-12 | P | A | 1,956 | $5.72 | 47,544 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-09-12 | A | A | 25,000 | — | 25,000 | D | $5.61 · — to 2033-09-12 | 25,000 Common Stock | (F2) On September 12, 2023, the issuer canceled, pursuant to an issuer option exchange program, an option for 25,000 shares of CNTY common stock granted to the reporting person on December 26, 2014. In exchange, the reporting person received a replacement option, for 25,000 shares, having an exercise price of $5.61 a share. (F3) The option vests 25% at grant date, 25% at one year from grant date, 25% at two years from grant date and an additional 25% at three years from grant date. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-09-12 | D | D | 25,000 | — | 0 | D | $5.05 · — to 2024-12-26 | 25,000 Common Stock | (F2) On September 12, 2023, the issuer canceled, pursuant to an issuer option exchange program, an option for 25,000 shares of CNTY common stock granted to the reporting person on December 26, 2014. In exchange, the reporting person received a replacement option, for 25,000 shares, having an exercise price of $5.61 a share. (F1) The option granted on December 26, 2014 provided for vesting of 25% at grant date and 25% annually beginning December 26, 2015. |