Form 4 for CWST CASELLA WASTE SYSTEMS INC
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-10 · accession 0000911177-22-000075 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-11-15 | 2022-09-14 | CWST | CASELLA JOHN W | CEO, Dir | G - Gift | $0.00 | +328.0K | 194.0K | New | $0 |
| M | 2022-11-15 | 2022-09-14 | CWST | CASELLA JOHN W | CEO, Dir | G - Gift | $0.00 | -328.1K | 300.0K | -52% | $0 |
| M | 2022-11-15 | 2022-11-10 | CWST | CASELLA JOHN W | CEO, Dir | S - Sale | $81.66 | -19.4K | 16.7K | -54% | -$1.58M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2022-09-14 | G | A | 134,000 | $0.00 | 134,000 | I | — | — | (F5) Represents a gift of shares to a Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. |
| 2 | Common | Class B Common Stock | 2022-09-14 | G | D | 134,000 | $0.00 | 166,000 | D | — | — | (F5) Represents a gift of shares to a Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. |
| 3 | Common | Class B Common Stock | 2022-09-14 | G | D | 194,100 | $0.00 | 300,000 | D | — | — | (F4) Represents a gift of shares to Mr. Casella's spouse. |
| 4 | Common | Class A Common Stock | 2022-11-10 | S | D | 5,127 | $82.44 | 11,601 | D By SLAT | — | — | (F2) Represents the weighted average sales price for shares sold in multiple transactions, ranging from $81.92 to $82.86. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. (F6) Held by the SLAT for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. |
| 5 | Common | Class A Common Stock | 2022-11-10 | S | D | 14,258 | $81.38 | 16,728 | D By Spouse | — | — | (F1) Represents the weighted average sales price for shares sold in multiple transactions, ranging from $80.79 to $81.77. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. (F3) Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. |
| 6 | Common | Class B Common Stock | 2022-09-14 | G | A | 194,000 | $0.00 | 194,000 | I | — | — | (F4) Represents a gift of shares to Mr. Casella's spouse. |