Form 4 for CWST CASELLA WASTE SYSTEMS INC
Accepted 2023-08-04 00:00:00 ET · period of report 2023-08-02 · accession 0000911177-23-000105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-04 | 2023-08-02+ | CWST | CASELLA JOHN W | CEO, Dir | S - Sale+OE | $81.40 | -36.5K | 11.3K | -76% | -$2.97M |
| D | 2023-08-04 | 2023-08-03 | CWST | CASELLA JOHN W | CEO, Dir | M - OptEx | $5.54 | +724 | 12.0K | +6% | +$4,011 |
| D | 2023-08-04 | 2023-08-03 | CWST | CASELLA JOHN W | CEO, Dir | M - OptEx | $0.00 | -724 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-02 | S | D | 35,732 | $81.41 | 11,299 | D | — | — | (F1) Represents the weighted average sales price for shares sold in multiple transactions, ranging from $81.35 to $81.54. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2023-08-03 | S | D | 724 | $80.69 | 11,299 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-08-03 | M | A | 724 | $5.54 | 12,023 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-08-03 | M | D | 724 | $0.00 | 0 | D | $5.54 · — to 2023-12-12 | 724 Class A Common Stock | (F5) The option vested in three equal installments on December 13, 2014, 2015, 2016. |