Form 4 for TMQ Trilogy Metals Inc.
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-07 · accession 0000912282-23-000563 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-11 | 2023-12-07 | TMQ | Sanders Elaine | VP, CFO | M - OptEx | $0.00 | +183.3K | 2.76M | +7% | $0 |
| D | 2023-12-11 | 2023-12-07 | TMQ | Sanders Elaine | VP, CFO | A - Grant | $0.00 | +380.4K | 2.58M | +17% | $0 |
| DM | 2023-12-11 | 2023-12-07 | TMQ | Sanders Elaine | VP, CFO | A - Grant | $0.00 | +1.10M | 550.0K | New | $0 |
| D | 2023-12-11 | 2023-12-07 | TMQ | Sanders Elaine | VP, CFO | M - OptEx | $0.00 | -183.3K | 366.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-12-07 | M | A | 183,333 | $0.00 | 2,764,233 | D | — | — | |
| 2 | Common | Common Shares | 2023-12-07 | A | A | 380,410 | $0.00 | 2,580,900 | D | — | — | (F1) Represents grant of restricted stock units which fully vest on December 7, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-12-07 | A | A | 550,000 | $0.00 | 550,000 | D | — · — to 2026-12-06 | 550,000 Common Shares | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs vest as follows: 1/3 immediately; 1/3 on December 7, 2024; and 1/3 on December 7, 2025. |
| 4 | Derivative | Restricted Stock Units | 2023-12-07 | M | D | 183,333 | $0.00 | 366,667 | D | — · — to 2026-12-06 | 183,333 Common Shares | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs vest as follows: 1/3 immediately; 1/3 on December 7, 2024; and 1/3 on December 7, 2025. |
| 5 | Derivative | Employee Stock Option | 2023-12-07 | A | A | 550,000 | $0.00 | 550,000 | D | $0.43 · — to 2028-12-06 | 550,000 Common Shares | (F2) The option exercise price was converted from the Canadian exercise price of C$0.59 using an exchange rate of C$1.3597 = US$1.00. (F3) The options vest as follows: 1/3 immediately; 1/3 on December 7, 2024; and 1/3 on December 7, 2025. |