Form 4 for VGZ VISTA GOLD CORP
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-05 · accession 0000912282-24-000225 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-07 | 2024-03-05 | VGZ | Earnest Frederick Hume | Pres, CEO, Dir | M - OptEx | — | +205.7K | 1.89M | +12% | — |
| D | 2024-03-07 | 2024-03-05 | VGZ | Earnest Frederick Hume | Pres, CEO, Dir | F - Tax | $0.41 | -95.0K | 1.97M | -5% | -$39.0K |
| DM | 2024-03-07 | 2024-03-05 | VGZ | Earnest Frederick Hume | Pres, CEO, Dir | M - OptEx | $0.00 | -205.7K | 348.3K | -37% | $0 |
| D | 2024-03-07 | 2024-03-05 | VGZ | Earnest Frederick Hume | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -36.2K | 32.3K | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-03-05 | M | A | 38,666 | — | 2,065,749 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Shares | 2024-03-05 | M | A | 141,083 | — | 2,027,083 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Common | Common Shares | 2024-03-05 | M | A | 26,000 | — | 1,886,000 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Shares | 2024-03-05 | F | D | 95,010 | $0.41 | 1,970,739 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-03-05 | M | D | 26,000 | $0.00 | 0 | D | — · — to — | 26,000 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) 279,000 RSUs were granted February 23, 2021, vesting as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
| 6 | Derivative | Restricted Stock Units | 2024-03-05 | M | D | 141,083 | $0.00 | 68,584 | D | — · — to — | 141,083 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F4) 242,000 RSUs were granted March 2, 2022, vesting as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
| 7 | Derivative | Restricted Stock Units | 2024-03-05 | D | D | 36,250 | $0.00 | 32,334 | D | — · — to — | 36,250 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F4) 242,000 RSUs were granted March 2, 2022, vesting as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
| 8 | Derivative | Restricted Stock Units | 2024-03-05 | M | D | 38,666 | $0.00 | 348,334 | D | — · — to — | 38,666 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) 387,000 RSUs were granted March 5, 2023, vesting as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 271,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |