Form 4 for VGZ VISTA GOLD CORP
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-05 · accession 0000912282-24-000227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-07 | 2024-03-05 | VGZ | Tobler Douglas L. | CFO | M - OptEx | — | +106.2K | 368.3K | +41% | — |
| D | 2024-03-07 | 2024-03-05 | VGZ | Tobler Douglas L. | CFO | F - Tax | $0.41 | -49.9K | 338.4K | -13% | -$20.5K |
| D | 2024-03-07 | 2024-03-05 | VGZ | Tobler Douglas L. | CFO | D - Sale to Iss | $0.00 | -18.8K | 16.7K | -53% | $0 |
| DM | 2024-03-07 | 2024-03-05 | VGZ | Tobler Douglas L. | CFO | M - OptEx | $0.00 | -106.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-03-05 | M | A | 13,334 | — | 295,422 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Shares | 2024-03-05 | F | D | 49,936 | $0.41 | 338,402 | D | — | — | |
| 3 | Common | Common Shares | 2024-03-05 | M | A | 20,000 | — | 388,338 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Shares | 2024-03-05 | M | A | 72,916 | — | 368,338 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2024-03-05 | D | D | 18,750 | $0.00 | 16,668 | D | — · — to — | 18,750 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F4) 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36th months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. |
| 6 | Derivative | Restricted Stock Units | 2024-03-05 | M | D | 72,916 | $0.00 | 35,418 | D | — · — to — | 72,916 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F4) 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36th months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. |
| 7 | Derivative | Restricted Stock Units | 2024-03-05 | M | D | 20,000 | $0.00 | 180,000 | D | — · — to — | 20,000 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) 200,000 RSUs were granted on March 5, 2023, vesting as follows: 60,000 over a 36-month period (1/3 at 12 moths, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
| 8 | Derivative | Restricted Stock Units | 2024-03-05 | M | D | 13,334 | $0.00 | 0 | D | — · — to — | 13,334 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) 144,000 RSUs were granted February 23, 2021, vesting as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting period. |