Form 4 for RZLT Rezolute, Inc.
Accepted 2025-02-19 00:00:00 ET · period of report 2024-06-25 · accession 0000912282-25-000176 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-19 | 2025-02-16 | RZLT | Kim Young-Jin | Dir | A - Grant | $0.00 | +25.5K | 140.9K | +22% | $0 |
| DI | 2025-02-19 | 2024-06-25 | RZLT | Kim Young-Jin | Dir | P - Purchase | $4.00 | +1.25M | 7.19M | +21% | +$5.00M |
| D | 2025-02-19 | 2025-02-16 | RZLT | Kim Young-Jin | Dir | A - Grant | $0.00 | +15.0K | 15.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2025-02-16 | A | A | 25,500 | $0.00 | 140,950 | D Held by Handok, Inc. | — | — | (F1) Represents grant of restricted stock units which vest 100% on March 1, 2026. (F2) The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any. |
| 2 | Common | Common Shares | 2024-06-25 | P | A | 1,250,000 | $4.00 | 7,192,617 | I | — | — | |
| 3 | Derivative | Director Stock Option (Right to Buy) | 2025-02-16 | A | A | 15,000 | $0.00 | 15,000 | D | $4.61 · — to 2035-02-16 | 15,000 Common Shares | (F3) The options vest 100% on March 1, 2026. |