Form 4 for SNEX StoneX Group Inc.
Accepted 2021-09-02 00:00:00 ET · period of report 2021-08-31 · accession 0000913760-21-000139 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-02 | 2021-08-31 | SNEX | Dunaway William J | CFO | S - Sale+OE | $70.00 | -6,560 | 58.3K | -10% | -$459.2K |
| D | 2021-09-02 | 2021-08-31 | SNEX | Dunaway William J | CFO | M - OptEx | $25.91 | +6,560 | 64.9K | +11% | +$170.0K |
| D | 2021-09-02 | 2021-08-31 | SNEX | Dunaway William J | CFO | M - OptEx | $0.00 | -6,560 | 153.4K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-31 | S | D | 6,560 | $70.00 | 58,321 | D | — | — | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. |
| 2 | Common | Common Stock | 2021-08-31 | M | A | 6,560 | $25.91 | 64,881 | D | — | — | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. |
| 3 | Derivative | Stock Options | 2021-08-31 | M | D | 6,560 | $0.00 | 153,440 | D | $25.91 · 2016-12-16 to 2021-12-16 | 6,560 Common Stock | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. |