Form 4 for SNEX StoneX Group Inc.
Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-09 · accession 0000913760-21-000141 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-13 | 2021-09-09+ | SNEX | OCONNOR SEAN MICHAEL | CEO, Pres, Dir | M - OptEx | $25.91 | +30.9K | 344.1K | +10% | +$801.7K |
| DM | 2021-09-13 | 2021-09-09+ | SNEX | OCONNOR SEAN MICHAEL | CEO, Pres, Dir | S - Sale+OE | $67.85 | -20.7K | 334.7K | -6% | -$1.41M |
| DM | 2021-09-13 | 2021-09-09+ | SNEX | OCONNOR SEAN MICHAEL | CEO, Pres, Dir | M - OptEx | $0.00 | -30.9K | 275.9K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | M | A | 16,026 | $25.91 | 350,739 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-09 | S | D | 10,000 | $68.00 | 340,739 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-10 | M | A | 1,835 | $25.91 | 342,574 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-10 | S | D | 1,325 | $68.00 | 341,249 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-09 | M | A | 13,079 | $25.91 | 344,098 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-09 | S | D | 9,385 | $67.68 | 334,713 | D | — | — | (F1) The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| 7 | Derivative | Stock Options | 2021-09-10 | M | D | 1,835 | $0.00 | 274,060 | D | $25.91 · 2016-12-16 to 2021-12-16 | 1,835 Common | |
| 8 | Derivative | Stock Options | 2021-09-09 | M | D | 13,079 | $0.00 | 291,921 | D | $25.91 · 2016-12-16 to 2021-12-16 | 13,079 Common | |
| 9 | Derivative | Stock Options | 2021-09-09 | M | D | 16,026 | $0.00 | 275,895 | D | $25.91 · 2016-12-16 to 2021-12-16 | 16,026 Common |