Form 4/A for SNEX StoneX Group Inc.
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-09 · accession 0000913760-21-000143 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-09-16 | 2021-09-09+ | SNEX | OCONNOR SEAN MICHAEL | CEO, Pres, Dir | S - Sale+OE | $68.00 | -11.3K | 338.5K | -3% | -$770.1K |
| DMA | 2021-09-16 | 2021-09-09+ | SNEX | OCONNOR SEAN MICHAEL | CEO, Pres, Dir | M - OptEx | $25.91 | +15.7K | 348.5K | +5% | +$405.6K |
| DMA | 2021-09-16 | 2021-09-09+ | SNEX | OCONNOR SEAN MICHAEL | CEO, Pres, Dir | M - OptEx | $0.00 | -15.7K | 278.1K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-10 | S | D | 1,325 | $68.00 | 339,043 | D | — | — | (F2) Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised. |
| 2 | Common | Common Stock | 2021-09-10 | M | A | 1,848 | $25.91 | 340,368 | D | — | — | (F1) Amendment filed to correct the number of options exercised. |
| 3 | Common | Common Stock | 2021-09-09 | S | D | 10,000 | $68.00 | 338,520 | D | — | — | (F2) Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised. |
| 4 | Common | Common Stock | 2021-09-09 | M | A | 13,807 | $25.91 | 348,520 | D | — | — | (F1) Amendment filed to correct the number of options exercised. |
| 5 | Derivative | Stock Options | 2021-09-10 | M | D | 1,848 | $0.00 | 276,266 | D | $25.91 · 2016-12-16 to 2021-12-16 | 1,848 Common | (F1) Amendment filed to correct the number of options exercised. |
| 6 | Derivative | Stock Options | 2021-09-09 | M | D | 13,807 | $0.00 | 278,114 | D | $25.91 · 2016-12-16 to 2021-12-16 | 13,807 Common | (F1) Amendment filed to correct the number of options exercised. |