Form 4 for SNEX StoneX Group Inc.
Accepted 2021-12-06 00:00:00 ET · period of report 2021-12-02 · accession 0000913760-21-000193 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-06 | 2021-12-02 | SNEX | Smith Philip Andrew | CEO - subsidiary entity | M - OptEx | $25.91 | +5,000 | 153.5K | +3% | +$129.6K |
| D | 2021-12-06 | 2021-12-02 | SNEX | Smith Philip Andrew | CEO - subsidiary entity | M - OptEx | $0.00 | -5,000 | 115.0K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2021-12-02 | M | A | 5,000 | $25.91 | 153,472 | D | — | — | |
| 2 | Derivative | Stock Options | 2021-12-02 | M | D | 5,000 | $0.00 | 115,000 | D | $25.91 · 2016-12-16 to 2021-12-16 | 5,000 Common Stock |