Form 4 for SNEX StoneX Group Inc.
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0000913760-21-000207 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-13 | 2021-12-09+ | SNEX | Smith Philip Andrew | CEO - subsidiary entity | M - OptEx | $25.91 | +15.0K | 161.0K | +10% | +$388.6K |
| DM | 2021-12-13 | 2021-12-09+ | SNEX | Smith Philip Andrew | CEO - subsidiary entity | S - Sale+OE | $60.77 | -15.0K | 153.5K | -9% | -$911.6K |
| DM | 2021-12-13 | 2021-12-09+ | SNEX | Smith Philip Andrew | CEO - subsidiary entity | M - OptEx | $0.00 | -15.0K | 100.0K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2021-12-10 | M | A | 7,500 | $25.91 | 160,972 | D | — | — | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. |
| 2 | Common | Common | 2021-12-10 | S | D | 7,500 | $59.91 | 153,472 | D | — | — | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. (F2) The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common | 2021-12-09 | S | D | 7,500 | $61.64 | 153,472 | D | — | — | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. (F2) The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common | 2021-12-09 | M | A | 7,500 | $25.91 | 160,972 | D | — | — | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. |
| 5 | Derivative | Stock Options | 2021-12-09 | M | D | 7,500 | $0.00 | 107,500 | D | $25.91 · 2016-12-16 to 2021-12-16 | 7,500 Common Stock | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. |
| 6 | Derivative | Stock Options | 2021-12-10 | M | D | 7,500 | $0.00 | 100,000 | D | $25.91 · 2016-12-16 to 2021-12-16 | 7,500 Common Stock | (F1) All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. |