Form 4 for SNEX StoneX Group Inc.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0000913760-21-000231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-15 | SNEX | Rotsztain Diego | Chief Governance, Legal Off | A - Grant | $0.00 | +2,294 | 6,716 | +52% | $0 |
| D | 2021-12-17 | 2021-12-15 | SNEX | Rotsztain Diego | Chief Governance, Legal Off | A - Grant | $62.04 | +30.0K | 30.0K | New | +$1.86M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Shares of Common Stock | 2021-12-15 | A | A | 2,294 | $0.00 | 6,716 | D | — | — | (F1) Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. |
| 2 | Derivative | Stock Options | 2021-12-15 | A | A | 30,000 | $62.04 | 30,000 | D | $62.04 · 2022-12-05 to 2026-12-05 | 30,000 Common Stock | (F2) The option grant was approved by the Company's Board of Directors on December 15, 2021. (F3) The strike price of the grant was set by the Company's Board of Directors as the closing price on December 14, 2021. (F4) The options vest in equal tranches on each of the first, second, third and fourth anniversaries of the Exercisable Date. The Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team. |