Form 4 for SNEX StoneX Group Inc.
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0000913760-23-000200 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-19 | 2023-12-15 | SNEX | Smith Philip Andrew | CEO - subsidiary entity | A - Grant | $0.00 | +26.7K | 258.0K | +12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Shares of Common Stock | 2023-12-15 | A | A | 14,261 | $0.00 | 245,555 | D | — | — | (F1) Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. |
| 2 | Common | Restricted Shares of Common Stock | 2023-12-15 | A | A | 12,468 | $0.00 | 258,023 | D | — | — | (F2) Shares issued pursuant to the terms of the remuneration policy as agreed upon by subsidiary StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three. |