Form 4 for TECH Bio-Techne
Accepted 2021-08-10 00:00:00 ET · period of report 2021-08-06 · accession 0000914190-21-000217 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-10 | 2021-08-06 | TECH | Kummeth Charles R. | CEO, Dir | A - Grant | $0.00 | +5,344 | 159.8K | +3% | $0 |
| D | 2021-08-10 | 2021-08-06 | TECH | Kummeth Charles R. | CEO, Dir | M - OptEx | $0.00 | +16.9K | 176.7K | +11% | $0 |
| D | 2021-08-10 | 2021-08-06 | TECH | Kummeth Charles R. | CEO, Dir | F - Tax | $481.82 | -12.5K | 164.2K | -7% | -$6.01M |
| DM | 2021-08-10 | 2021-08-06 | TECH | Kummeth Charles R. | CEO, Dir | A - Grant | $0.00 | +60.2K | 8,016 | New | $0 |
| D | 2021-08-10 | 2021-08-06 | TECH | Kummeth Charles R. | CEO, Dir | M - OptEx | $0.00 | -16.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-06 | A | A | 5,344 | $0.00 | 159,750 | D | — | — | (F1) Includes (i) 3,763 shares of restricted stock for which the risk of forfeiture will lapse on August 7, 2022; (ii) 5,724 shares of restricted stock for which the risk of forfeiture will lapse as to 2,862 shares on each of August 5, 2022 and August 5, 2023; and (iii) 5,344 shares of restricted stock for which the risk of forfeiture will lapse as to 1,782 shares on August 6, 2022 and as to 1,781 shares on each of August 6, 2023 and August 6, 2024. |
| 2 | Common | Common Stock | 2021-08-06 | M | A | 16,918 | $0.00 | 176,668 | D | — | — | (F1) Includes (i) 3,763 shares of restricted stock for which the risk of forfeiture will lapse on August 7, 2022; (ii) 5,724 shares of restricted stock for which the risk of forfeiture will lapse as to 2,862 shares on each of August 5, 2022 and August 5, 2023; and (iii) 5,344 shares of restricted stock for which the risk of forfeiture will lapse as to 1,782 shares on August 6, 2022 and as to 1,781 shares on each of August 6, 2023 and August 6, 2024. |
| 3 | Common | Common Stock | 2021-08-06 | F | D | 12,475 | $481.82 | 164,193 | D | — | — | (F1) Includes (i) 3,763 shares of restricted stock for which the risk of forfeiture will lapse on August 7, 2022; (ii) 5,724 shares of restricted stock for which the risk of forfeiture will lapse as to 2,862 shares on each of August 5, 2022 and August 5, 2023; and (iii) 5,344 shares of restricted stock for which the risk of forfeiture will lapse as to 1,782 shares on August 6, 2022 and as to 1,781 shares on each of August 6, 2023 and August 6, 2024. |
| 4 | Derivative | Stock Options (Right to Buy) | 2021-08-06 | A | A | 20,876 | $0.00 | 20,876 | D | $481.82 · — to 2028-08-06 | 20,876 Common Stock | (F13) Options to purchase 5,219 shares vest on each of 8/6/2022, 8/6/2023, 8/6/2024 and 8/6/2025. |
| 5 | Derivative | Stock Options (Right to Buy) | 2021-08-06 | A | A | 31,315 | $0.00 | 31,315 | D | $481.82 · — to 2028-08-06 | 31,315 Common Stock | (F12) Vests in full or in part on 8/6/2024 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| 6 | Derivative | Restricted Stock Units | 2021-08-06 | A | A | 8,016 | $0.00 | 8,016 | D | — · — to — | 8,016 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. (F12) Vests in full or in part on 8/6/2024 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| 7 | Derivative | Restricted Stock Units | 2021-08-06 | M | D | 16,918 | $0.00 | 0 | D | — · — to — | 16,918 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. (F4) Vested in full on 8/8/2021 upon the certification of achievement of performance goals. |