Form 4 for ALB Albemarle Corporation
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0000915913-23-000077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28 | ALB | Crawford Raphael Goszcz | Pres, Catalysts | M - OptEx | $0.00 | +10.8K | 20.6K | +111% | $0 |
| DM | 2023-03-02 | 2023-02-28 | ALB | Crawford Raphael Goszcz | Pres, Catalysts | F - Tax | $254.31 | -6,915 | 20.1K | -26% | -$1.76M |
| DM | 2023-03-02 | 2023-02-28 | ALB | Crawford Raphael Goszcz | Pres, Catalysts | A - Grant | $0.00 | +6,720 | 23.4K | +40% | $0 |
| DM | 2023-03-02 | 2023-02-28 | ALB | Crawford Raphael Goszcz | Pres, Catalysts | M - OptEx | $0.00 | -10.8K | 1,680 | -87% | $0 |
| DM | 2023-03-02 | 2023-02-28 | ALB | Crawford Raphael Goszcz | Pres, Catalysts | A - Grant | $0.00 | +6,720 | 3,360 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 1,680 | $0.00 | 18,705 | D | — | — | (F3) Restricted Stock Units granted 02/28/2020. 50% vested on 02/28/2023 and 50% vests 02/28/2024. |
| 2 | Common | Common Stock | 2023-02-28 | M | A | 9,164 | $0.00 | 20,632 | D | — | — | (F1) Restricted Stock Units granted 02/28/2020 and vested 02/28/2023. |
| 3 | Common | Common Stock | 2023-02-28 | F | D | 3,607 | $254.31 | 17,025 | D | — | — | (F2) Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units. |
| 4 | Common | Common Stock | 2023-02-28 | F | D | 1,323 | $254.31 | 22,117 | D | — | — | (F5) Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units. |
| 5 | Common | Common Stock | 2023-02-28 | F | D | 662 | $254.31 | 18,043 | D | — | — | (F2) Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units. |
| 6 | Common | Common Stock | 2023-02-28 | A | A | 3,360 | $0.00 | 21,403 | D | — | — | (F4) rTSR Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024. |
| 7 | Common | Common Stock | 2023-02-28 | F | D | 1,323 | $254.31 | 20,080 | D | — | — | (F5) Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units. |
| 8 | Common | Common Stock | 2023-02-28 | A | A | 3,360 | $0.00 | 23,440 | D | — | — | (F6) ROIC Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024. |
| 9 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 9,164 | $0.00 | 0 | D | — · — to — | 9,164 Common Stock | (F7) Each Restricted Stock Unit converts to 1 share of Common Stock. (F1) Restricted Stock Units granted 02/28/2020 and vested 02/28/2023. (F8) No expiration date. |
| 10 | Derivative | Performance Stock Units | 2023-02-28 | A | A | 3,360 | $0.00 | 3,360 | D | — · — to — | 3,360 Common Stock | (F9) Each Performance Unit converts to 1 share of Common Stock. (F6) ROIC Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024. (F8) No expiration date. |
| 11 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 1,680 | $0.00 | 1,680 | D | — · — to — | 1,680 Common Stock | (F7) Each Restricted Stock Unit converts to 1 share of Common Stock. (F3) Restricted Stock Units granted 02/28/2020. 50% vested on 02/28/2023 and 50% vests 02/28/2024. (F8) No expiration date. |
| 12 | Derivative | Performance Stock Units | 2023-02-28 | A | A | 3,360 | $0.00 | 3,360 | D | — · — to — | 3,360 Common Stock | (F9) Each Performance Unit converts to 1 share of Common Stock. (F4) rTSR Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024. (F8) No expiration date. |