Form 4 for STAA STAAR SURGICAL CO

Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0000919574-21-004381 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-07-02	2021-07-01	STAA	BRADSHER NEAL C	10%	J - Other	$0.00	-655	8.66M	-0.0%	$0
I	2021-07-02	2021-07-01	STAA	BRADSHER NEAL C	10%	J - Other	—	0	8.66M	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-07-01	J	D	655	$0.00	8,663,584	D Footnote	—	—	(F1) The shares were transferred to a limited partner in Broadwood Partners, L.P. No shares were sold by Broadwood Partners, L.P. (F2) The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
2	Common	Common Stock	2021-07-01	J	D	0	$0.00	8,663,584	I	—	—	(F1) The shares were transferred to a limited partner in Broadwood Partners, L.P. No shares were sold by Broadwood Partners, L.P.