Form 4/A for MODD Modular Medical, Inc.
Accepted 2021-10-29 00:00:00 ET · period of report 2018-11-20 · accession 0000919574-21-006529 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MAI | 2021-10-29 | 2018-11-20 | MODD | MANCHESTER MANAGEMENT CO LLC | 10% | P - Purchase | $2.25 | +631.1K | 5.02M | +14% | +$1.42M |
| A | 2021-10-29 | 2018-11-20 | MODD | MANCHESTER MANAGEMENT CO LLC | 10% | P - Purchase | $2.25 | +88.9K | 269.7K | +49% | +$200.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2018-11-20 | P | A | 160,000 | $2.25 | 917,576 | I | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2018-11-20 | P | A | 471,111 | $2.25 | 5,016,566 | I See footnote | — | — | (F4) The reported securities are owned directly by JEB Partners, L.P. ("JEB Partners") and may be deemed to be indirectly beneficially owned by (i) Manchester Management, the general partner of JEB Partners, (ii) Manchester PR, the investment adviser to Manchester Management, and (iii) James E. Besser, the managing member of Manchester Management and Manchester PR. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 3 | Common | Common Stock, par value $0.001 per share | 2018-11-20 | P | A | 88,889 | $2.25 | 269,719 | D See footnote | — | — | (F1) The reported securities are directly owned by James E. Besser in his personal capacity. (F3) The reported securities are owned directly by Manchester Explorer, L.P. ("Explorer") and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company, LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) James E. Besser, the managing member of Manchester Management and Manchester PR, and (iv) Morgan Frank, who serves as a portfolio manager and as a consultant for Explorer. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |