Form 4 for VGZ VISTA GOLD CORP
Accepted 2022-02-15 00:00:00 ET · period of report 2021-07-12 · accession 0000919574-22-001665 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-02-15 | 2021-07-12 | VGZ | SUN VALLEY GOLD LLC | 10% | P - Purchase | $1.10 | +852.8K | 6.19M | +16% | +$938.1K |
| D | 2022-02-15 | 2021-07-12 | VGZ | SUN VALLEY GOLD LLC | 10% | P - Purchase | $1.10 | +447.2K | 13.73M | +3% | +$491.9K |
| DI | 2022-02-15 | 2021-07-12 | VGZ | SUN VALLEY GOLD LLC | 10% | P - Purchase | $1.10 | +426.4K | 426.4K | New | +$469.0K |
| D | 2022-02-15 | 2021-07-12 | VGZ | SUN VALLEY GOLD LLC | 10% | P - Purchase | $1.10 | +223.6K | 223.6K | New | +$246.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-07-12 | P | A | 852,800 | $1.10 | 6,193,815 | I See footnote | — | — | (F3) The common shares and warrants purchased on 07/12/2022 were purchased as "Units". Each Unit consists of one common share and one-half of one common share purchase warrant. Each whole common share purchase warrant entitles the holder to purchase one common share at an exercise price of $1.25 per share. The Unit price of $1.10 reflects the cost to purchase both the common share and the one-half common share warrant. (F1) The Common Shares are held in the accounts of advisory clients of Sun Valley Gold LLC and may be deemed to be beneficially owned by Sun Valley Gold LLC and Peter F. Palmedo, the managing member of Sun Valley Gold LLC. |
| 2 | Common | Common Shares | 2021-07-12 | P | A | 447,200 | $1.10 | 13,728,729 | D | — | — | (F3) The common shares and warrants purchased on 07/12/2022 were purchased as "Units". Each Unit consists of one common share and one-half of one common share purchase warrant. Each whole common share purchase warrant entitles the holder to purchase one common share at an exercise price of $1.25 per share. The Unit price of $1.10 reflects the cost to purchase both the common share and the one-half common share warrant. (F2) The Common Shares are held by Sun Valley Gold Master Fund, Ltd. and may be deemed to be beneficially owned by Sun Valley Gold LLC, the investment manager of Sun Valley Gold Master Fund, Ltd., and Peter F. Palmedo, the managing member of Sun Valley Gold LLC. |
| 3 | Derivative | Warrants | 2021-07-12 | P | A | 426,400 | $1.10 | 426,400 | I See footnote | $1.25 · 2021-07-12 to 2024-07-12 | 426,400 Common Shares | (F3) The common shares and warrants purchased on 07/12/2022 were purchased as "Units". Each Unit consists of one common share and one-half of one common share purchase warrant. Each whole common share purchase warrant entitles the holder to purchase one common share at an exercise price of $1.25 per share. The Unit price of $1.10 reflects the cost to purchase both the common share and the one-half common share warrant. (F1) The Common Shares are held in the accounts of advisory clients of Sun Valley Gold LLC and may be deemed to be beneficially owned by Sun Valley Gold LLC and Peter F. Palmedo, the managing member of Sun Valley Gold LLC. |
| 4 | Derivative | Warrants | 2021-07-12 | P | A | 223,600 | $1.10 | 223,600 | D | $1.25 · 2021-07-12 to 2024-07-12 | 223,600 Common Shares | (F3) The common shares and warrants purchased on 07/12/2022 were purchased as "Units". Each Unit consists of one common share and one-half of one common share purchase warrant. Each whole common share purchase warrant entitles the holder to purchase one common share at an exercise price of $1.25 per share. The Unit price of $1.10 reflects the cost to purchase both the common share and the one-half common share warrant. (F2) The Common Shares are held by Sun Valley Gold Master Fund, Ltd. and may be deemed to be beneficially owned by Sun Valley Gold LLC, the investment manager of Sun Valley Gold Master Fund, Ltd., and Peter F. Palmedo, the managing member of Sun Valley Gold LLC. |