InsiderTrades

Form 4 for SNWV SANUWAVE Health, Inc.

Accepted 2023-08-09 00:00:00 ET · period of report 2023-08-07 · accession 0000919574-23-004387 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2023-08-09 2023-08-07 SNWV FRANK MORGAN C. 10%, Dir by Deputization C - Cnv Deriv $0.04 +71.88M 108.46M +196% +$2.88M
D 2023-08-09 2023-08-07 SNWV FRANK MORGAN C. 10%, Dir by Deputization C - Cnv Deriv $0.04 +10.44M 11.94M +696% +$417.7K
DI 2023-08-09 2023-08-07 SNWV FRANK MORGAN C. 10%, Dir by Deputization C - Cnv Deriv — 0 0 New —
D 2023-08-09 2023-08-07 SNWV FRANK MORGAN C. 10%, Dir by Deputization C - Cnv Deriv — 0 0 New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, par value $0.001 2023-08-07 C A 71,875,000 $0.04 108,460,646 I See footnote. — — (F1) Pursuant to the terms of the Future Advance Convertible Promissory Note issued on August 5, 2022, all principal and accrued and unpaid interest due as of the maturity date, August 5, 2023, has been converted by the Issuer into shares of Common Stock of the Issuer at a conversion price of $0.04 per share. (F2) The reported securities and warrants are owned directly by Manchester Explorer, L.P. ("Explorer") and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company, LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) James E. Besser, the managing member of Manchester Management and Manchester PR, and (iv) Morgan Frank, who serves as a portfolio manager and as a consultant for Explorer. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
2 Common Common Stock, par value $0.001 2023-08-07 C A 10,442,806 $0.04 11,942,806 D — — (F1) Pursuant to the terms of the Future Advance Convertible Promissory Note issued on August 5, 2022, all principal and accrued and unpaid interest due as of the maturity date, August 5, 2023, has been converted by the Issuer into shares of Common Stock of the Issuer at a conversion price of $0.04 per share. (F3) The reported securities and warrants are directly owned by Morgan C. Frank in his personal capacity.
3 Derivative Future Advance Convertible Promissory Note 2023-08-07 C D — $0.04 0 I See footnote $0.04 · 2022-08-05 to — 71,875,000 Common Stock, par value $0.001 (F2) The reported securities and warrants are owned directly by Manchester Explorer, L.P. ("Explorer") and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company, LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) James E. Besser, the managing member of Manchester Management and Manchester PR, and (iv) Morgan Frank, who serves as a portfolio manager and as a consultant for Explorer. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F1) Pursuant to the terms of the Future Advance Convertible Promissory Note issued on August 5, 2022, all principal and accrued and unpaid interest due as of the maturity date, August 5, 2023, has been converted by the Issuer into shares of Common Stock of the Issuer at a conversion price of $0.04 per share.
4 Derivative Future Advance Convertible Promissory Note 2023-08-07 C D — $0.04 0 D $0.04 · 2022-08-05 to — 10,442,806 Common Stock, par value $0.001 (F3) The reported securities and warrants are directly owned by Morgan C. Frank in his personal capacity. (F1) Pursuant to the terms of the Future Advance Convertible Promissory Note issued on August 5, 2022, all principal and accrued and unpaid interest due as of the maturity date, August 5, 2023, has been converted by the Issuer into shares of Common Stock of the Issuer at a conversion price of $0.04 per share.