Form 4 for ESS Essex Property Trust
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-09 · accession 0000920522-21-000062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-10 | 2021-09-09 | ESS | ROBINSON THOMAS E | Dir | S - Sale+OE | $330.76 | -7,329 | 4,545 | -62% | -$2.42M |
| D | 2021-09-10 | 2021-09-09 | ESS | ROBINSON THOMAS E | Dir | M - OptEx | $229.90 | +7,329 | 11.9K | +161% | +$1.68M |
| D | 2021-09-10 | 2021-09-09 | ESS | ROBINSON THOMAS E | Dir | M - OptEx | $0.00 | -7,329 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | S | D | 6,908 | $330.73 | 4,966 | D | — | — | (F2) Represents the weighted average sale price for the number of shares sold. The actual sales prices range between $330.15 and $331.135. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. |
| 2 | Common | Common Stock | 2021-09-09 | S | D | 421 | $331.22 | 4,545 | D | — | — | (F3) Represents the weighted average sale price for the number of shares sold. The actual sales prices range between $331.16 and $331.29. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. |
| 3 | Common | Common Stock | 2021-09-09 | M | A | 7,329 | $229.90 | 11,874 | D | — | — | (F1) Under the terms of the stock options, the maximum value that the reporting person could receive is $100 per share. Accordingly, the value in excess of such amount, $0.86 per share, was remitted to the issuer by the reporting person in addition to the exercise price of $229.90. |
| 4 | Derivative | Stock Option (Right to Purchase) | 2021-09-09 | M | D | 7,329 | $0.00 | 0 | D | $229.90 · 2020-05-12 to 2030-05-12 | 7,329 Common Stock |