Form 4 for ESS Essex Property Trust
Accepted 2021-10-28 00:00:00 ET · period of report 2021-10-27 · accession 0000920522-21-000069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-28 | 2021-10-27 | ESS | Kleiman Angela L. | COO, Sr. EVP | S - Sale+OE | $341.80 | -17.2K | 9,043 | -66% | -$5.90M |
| D | 2021-10-28 | 2021-10-27 | ESS | Kleiman Angela L. | COO, Sr. EVP | M - OptEx | $240.61 | +17.2K | 24.4K | +242% | +$4.15M |
| D | 2021-10-28 | 2021-10-27 | ESS | Kleiman Angela L. | COO, Sr. EVP | M - OptEx | $0.00 | -17.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-27 | S | D | 12,097 | $341.44 | 12,269 | D | — | — | (F2) Represents the weighted average sale price for the number of shares sold. The actual sales prices range between $340.60 and $341.50. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. |
| 2 | Common | Common Stock | 2021-10-27 | M | A | 17,249 | $240.61 | 24,366 | D | — | — | (F1) Under the terms of the stock options, the maximum value that the reporting person could receive is $100 per share. Accordingly, the value in excess of such amount, $1.19 per share, was remitted to the issuer by the reporting person in addition to the exercise price of $240.61. |
| 3 | Common | Common Stock | 2021-10-27 | S | D | 803 | $344.21 | 7,117 | D | — | — | (F5) Represents the weighted average sale price for the number of shares sold. The actual sales prices range between $343.77 and $344.91. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. |
| 4 | Common | Common Stock | 2021-10-27 | S | D | 1,123 | $343.01 | 7,920 | D | — | — | (F4) Represents the weighted average sale price for the number of shares sold. The actual sale prices range between $342.68 and $343.59. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. |
| 5 | Common | Common Stock | 2021-10-27 | S | D | 3,226 | $342.15 | 9,043 | D | — | — | (F3) Represents the weighted average sale price for the number of shares sold. The actual sales prices range between $341.66 and $342.65. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. |
| 6 | Derivative | Stock Option (Right to Purchase) | 2021-10-27 | M | D | 17,249 | $0.00 | 0 | D | $240.61 · 2020-12-07 to 2027-12-07 | 17,249 Common Stock |