Form 4 for ESS Essex Property Trust
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-21 · accession 0000920522-21-000095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-22 | 2021-12-21 | ESS | MARCUS GEORGE M | Dir | M - OptEx | $227.76 | +41.8K | 160.5K | +35% | +$9.52M |
| DM | 2021-12-22 | 2021-12-21 | ESS | MARCUS GEORGE M | Dir | M - OptEx | $0.00 | -41.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-21 | M | A | 13,436 | $229.90 | 173,959 | D | — | — | (F4) Under the terms of the stock options, the maximum value that the reporting person could receive is $100 per share. Accordingly, the value in excess of such amount, $9.53 per share, is payable to the issuer by the reporting person in addition to the exercise price of $229.90. |
| 2 | Common | Common Stock | 2021-12-21 | M | A | 7,000 | $224.05 | 152,511 | D | — | — | (F2) Under the terms of the stock options, the maximum value that the reporting person could receive is $100 per share. Accordingly, the value in excess of such amount, $15.38 per share, is payable to the issuer by the reporting person in addition to the exercise price of $224.05. |
| 3 | Common | Common Stock | 2021-12-21 | M | A | 4,630 | $233.78 | 142,246 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-21 | M | A | 3,265 | $164.76 | 145,511 | D | — | — | (F1) Under the terms of the stock options, the maximum value that the reporting person could receive is $100 per share. Accordingly, the value in excess of such amount, $74.67 per share, is payable to the issuer by the reporting person in addition to the exercise price of $164.76. |
| 5 | Common | Common Stock | 2021-12-21 | M | A | 5,471 | $179.48 | 137,616 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-21 | M | A | 8,012 | $282.58 | 160,523 | D | — | — | (F3) Under the terms of the stock options, the maximum value that the reporting person could receive is $100 per share. |
| 7 | Derivative | Stock Option (Right to Purchase) | 2021-12-21 | M | D | 7,000 | $0.00 | 0 | D | $224.05 · 2015-05-19 to 2025-05-19 | 7,000 Common Stock | |
| 8 | Derivative | Stock Option (Right to Purchase) | 2021-12-21 | M | D | 4,630 | $0.00 | 0 | D | $233.78 · 2018-05-15 to 2028-05-15 | 4,630 Common Stock | |
| 9 | Derivative | Stock Option (Right to Purchase) | 2021-12-21 | M | D | 5,471 | $0.00 | 0 | D | $179.48 · 2014-06-10 to 2024-06-10 | 5,471 Common Stock | |
| 10 | Derivative | Stock Option (Right to Purchase) | 2021-12-21 | M | D | 13,436 | $0.00 | 0 | D | $229.90 · 2020-05-12 to 2030-05-12 | 13,436 Common Stock | |
| 11 | Derivative | Stock Option (Right to Purchase) | 2021-12-21 | M | D | 8,012 | $0.00 | 0 | D | $282.58 · 2019-05-14 to 2029-05-14 | 8,012 Common Stock | |
| 12 | Derivative | Stock Option (Right to Purchase) | 2021-12-21 | M | D | 3,265 | $0.00 | 0 | D | $164.76 · 2014-05-14 to 2023-05-14 | 3,265 Common Stock |