Form 4 for STKS ONE Group Hospitality, Inc.
Accepted 2023-05-04 00:00:00 ET · period of report 2023-05-02 · accession 0000921895-23-001050 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-04 | 2023-05-02 | STKS | Kanen Wealth Management LLC | 10%, See Explanation of Responses | X - OptEx | $1.63 | +125.0K | 1.97M | +7% | +$203.8K |
| DI | 2023-05-04 | 2023-05-02 | STKS | Kanen Wealth Management LLC | 10%, See Explanation of Responses | X - OptEx | $0.00 | -125.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 | 2023-05-02 | X | A | 125,000 | $1.63 | 1,970,000 | I Philotimo Fund, LP | — | — | (F1) This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. (F2) Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. |
| 2 | Derivative | Warrants (right to buy) | 2023-05-02 | X | D | 125,000 | $0.00 | 0 | I Philotimo Fund, LP | $1.63 · — to 2023-05-15 | 125,000 Common Stock, par value $0.0001 | (F1) This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. (F2) Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. (F5) Immediately exercisable. |