Form 4 for DFIN Donnelley Financial Solutions, Inc.
Accepted 2023-08-14 00:00:00 ET · period of report 2023-08-10 · accession 0000921895-23-001972 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-08-14 | 2023-08-10+ | DFIN | Simcoe Capital Management, LLC | 10% | S - Sale | $47.80 | -178.9K | 104.6K | -63% | -$8.55M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-14 | S | D | 92,694 | $47.22 | 2,956,062 | I By: Simcoe Partners, L.P. | — | — | (F1) This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions. (F7) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.86 to $47.73 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. (F2) Represents securities held directly by Simcoe Partners, L.P. ("Simcoe Partners"). Simcoe Capital is the investment manager of Simcoe Partners. Simcoe Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Partners pursuant to an Investment Management Agreement. |
| 2 | Common | Common Stock | 2023-08-11 | S | D | 1,594 | $48.24 | 110,584 | I By: SDR Partners, LLC | — | — | (F1) This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions. (F6) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.00 to $48.71 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. (F3) Represents securities held directly by SDR Partners, LLC ("SDR Partners"). Simcoe Capital is the investment manager of SDR Partners. SDR Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by SDR Partners pursuant to an Investment Management Agreement. |
| 3 | Common | Common Stock | 2023-08-11 | S | D | 24,786 | $48.24 | 3,048,756 | I By: Simcoe Partners, L.P. | — | — | (F1) This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions. (F6) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.00 to $48.71 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. (F2) Represents securities held directly by Simcoe Partners, L.P. ("Simcoe Partners"). Simcoe Capital is the investment manager of Simcoe Partners. Simcoe Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Partners pursuant to an Investment Management Agreement. |
| 4 | Common | Common Stock | 2023-08-10 | S | D | 3,257 | $48.66 | 112,178 | I By: SDR Partners, LLC | — | — | (F1) This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions. (F5) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.55 to $49.28 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. (F3) Represents securities held directly by SDR Partners, LLC ("SDR Partners"). Simcoe Capital is the investment manager of SDR Partners. SDR Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by SDR Partners pursuant to an Investment Management Agreement. |
| 5 | Common | Common Stock | 2023-08-10 | S | D | 50,633 | $48.66 | 3,073,542 | I By: Simcoe Partners, L.P. | — | — | (F1) This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions. (F5) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.55 to $49.28 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. (F2) Represents securities held directly by Simcoe Partners, L.P. ("Simcoe Partners"). Simcoe Capital is the investment manager of Simcoe Partners. Simcoe Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Partners pursuant to an Investment Management Agreement. |
| 6 | Common | Common Stock | 2023-08-14 | S | D | 5,962 | $47.22 | 104,622 | I By: SDR Partners, LLC | — | — | (F1) This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions. (F7) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.86 to $47.73 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. (F3) Represents securities held directly by SDR Partners, LLC ("SDR Partners"). Simcoe Capital is the investment manager of SDR Partners. SDR Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by SDR Partners pursuant to an Investment Management Agreement. |