Form 4 for LFVN Lifevantage Corp
Accepted 2023-08-25 00:00:00 ET · period of report 2023-08-23 · accession 0000921895-23-002084 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-08-25 | 2023-08-23+ | LFVN | Sudbury Capital GP, LP | See Footnote 1 | P - Purchase | $4.85 | +16.5K | 743.8K | +2% | +$80.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | P | A | 5,490 | $4.95 | 749,325 | I By Sudbury Capital Fund, LP | — | — | (F1) This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. (F2) Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. |
| 2 | Common | Common Stock | 2023-08-23 | P | A | 3,788 | $4.76 | 736,609 | I By Sudbury Capital Fund, LP | — | — | (F1) This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. (F2) Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. |
| 3 | Common | Common Stock | 2023-08-24 | P | A | 7,226 | $4.82 | 743,835 | I By Sudbury Capital Fund, LP | — | — | (F1) This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. (F2) Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. |