Form 4 for HBIO HARVARD BIOSCIENCE INC
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-29 · accession 0000921895-24-000043 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-01-03 | 2023-12-29+ | HBIO | Green James W | CEO, Dir | F - Tax | $5.35 | -211.2K | 2.73M | -7% | -$1.13M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-31 | F | D | 82,790 | $5.35 | 2,651,497 | D | — | — | (F2) The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with a restricted stock unit award previously granted to the Reporting Person that vested on December 31, 2023. (F3) Includes (a) 235,427 restricted stock units that will vest in two equal installments on December 29, 2024 and 2025, (b) 52,346 restricted stock units that will vest on December 29, 2024, (c) 484,975 restricted stock units with performance based vesting conditions tied to relative total shareholder return and (d) 1,878,749 shares of common stock beneficially owned by the Reporting Person. |
| 2 | Common | Common Stock | 2023-12-29 | F | D | 23,216 | $5.35 | 2,786,493 | D | — | — | (F1) The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with restricted stock unit awards previously granted to the Reporting Person that vested on December 29, 2023. |
| 3 | Common | Common Stock | 2023-12-29 | F | D | 28,783 | $5.35 | 2,809,709 | D | — | — | (F1) The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with restricted stock unit awards previously granted to the Reporting Person that vested on December 29, 2023. |
| 4 | Common | Common Stock | 2023-12-29 | F | D | 24,187 | $5.35 | 2,838,492 | D | — | — | (F1) The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with restricted stock unit awards previously granted to the Reporting Person that vested on December 29, 2023. |
| 5 | Common | Common Stock | 2023-12-29 | F | D | 52,206 | $5.35 | 2,734,287 | D | — | — | (F1) The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with restricted stock unit awards previously granted to the Reporting Person that vested on December 29, 2023. |