Form 4 for FIEE FiEE, Inc.
Accepted 2025-03-10 00:00:00 ET · period of report 2025-02-18 · accession 0000921895-25-000728 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-10 | 2025-02-18 | FIEE | Lazar David E. | Dir, 10% | A - Grant | — | +1.20M | 2.68M | +81% | — |
| DM | 2025-03-10 | 2025-02-18 | FIEE | Lazar David E. | Dir, 10% | S - Sale | — | -5.02M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-18 | A | A | 1,200,000 | — | 2,681,980 | D | — | — | (F1) Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement. |
| 2 | Derivative | Series A Convertible Preferred Stock | 2025-02-18 | S | D | 2,219,447 | — | 85,910 | D | — · 2025-02-18 to — | 3,107,226 Common Stock | (F4) Shares sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement. (F2) The shares of Series A Preferred Stock are convertible at any time at the option of the holder for no additional consideration. (F3) The Series A Preferred Stock is perpetual and therefore has no expiration date. |
| 3 | Derivative | Warrants | 2025-02-18 | S | D | 2,800,000 | — | 0 | D | $1.00 · 2024-01-29 to 2029-01-29 | 2,800,000 Common Stock | (F5) Warrants sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement. |