Form 4 for CDZI CADIZ INC
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-04 · accession 0000923876-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-08 | 2022-02-04 | CDZI | BRACKPOOL KEITH | Dir | M - OptEx | — | +170.0K | 546.2K | +45% | — |
| D | 2022-02-08 | 2022-02-04 | CDZI | BRACKPOOL KEITH | Dir | M - OptEx | — | -170.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-04 | M | A | 170,000 | — | 546,198 | D | — | — | (F1) Each previously reported Restricted Stock Unit ("RSU") represented a contingent right to receive one share of the Issuer's common stock. Vesting of these RSUs was accelerated by mutual agreement effective February 4, 2022. |
| 2 | Derivative | Restricted Stock Units | 2022-02-04 | M | D | 170,000 | — | 0 | D | — · — to — | 170,000 Common Stock | (F1) Each previously reported Restricted Stock Unit ("RSU") represented a contingent right to receive one share of the Issuer's common stock. Vesting of these RSUs was accelerated by mutual agreement effective February 4, 2022. |