Form 4 for EFOI ENERGY FOCUS, INC/DE
Accepted 2023-02-28 00:00:00 ET · period of report 2023-01-17 · accession 0000924168-23-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-02-28 | 2023-01-17 | EFOI | Huang Gina | Dir, 10% | A - Grant | $0.56 | +1.45M | 2.42M | +150% | +$812.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-17 | A | A | 1,451,597 | $0.56 | 2,417,030 | I See footnote | — | — | (F2) Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"). 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 2,054,198 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang. |